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Do Zinc Lozenges cure the common cold?
Do zinc lozenges cure the common cold? The
Cleveland Clinic Foundation announced that zinc gluconate
lozenges shorten the duration of colds by half.(1) This finding
is of both medical and economic importance because many people
lose several weeks from work or school because of colds each
year. Lowered immune resistance allows some people with colds to
develop bacterial suprainfections and/or lower respiratory tract
involvement.
How did the Cleveland Clinic researchers find
their way to such startling results? In 1979, my 3-year old
daughter (now 20 years old) allowed the remnants of a chewed
50-mg zinc (from zinc gluconate) tablet to dissolve in her mouth
rather than swallow it because she had a sore throat from a
severe cold. She fell asleep with the chewed tablet remaining in
her mouth. Since she was immunosuppressed for acute T-cell
lymphocytic leukemia, we expected a long and nasty cold involving
antibiotics for probable suprainfections. In about two hours she
awoke feeling as if she had never had the cold. With no further
treatment, the cold did not return.
This observation was confirmed by field
experiments and the original 1984 Texas study of Eby et al.(2)
and from those results, the confirming British 1987 study.(3)
Respectively, these studies showed a 7- and 5-day average
reduction in the duration of common colds from zinc lozenges
compared with placebo. The lozenges used in these two studies
were astringent. They did not contain dextrose, an ingredient
that when mixed with zinc gluconate converts to an extremely
bitter substance over time.
Manufacturers discovered the bitterness problem
when they incorporated zinc gluconate into candy lozenges or
compacts. To determine whether lozenges masked with chemical
flavors would work, citric acid,(4) tartaric acid with sodium
bicarbonate,(5) and glycine were added.(6) Lozenges from the
first 2 studies released pseudoastringent anionic zinc species at
pH 7.4, resulting in worsened colds.(7) Lozenges from the third
study released mainly neutrally and negatively charged zinc
species producing mixed results. Zinc aspartate and zinc orotate
lozenges produced no change compared with placebo lozenges.(7)
Low dosage, bitter zinc gluconate lozenges produced little if any
benefit, with compliance being questionable.(7-9)
Why would results produced from different zinc
lozenge compositions differ so greatly? The answer can be found
only through solution chemistry analytical techniques, analysis
of lozenge zinc ion availability, and by remembering that the
only pH of significance in treating colds with zinc lozenges is
physiologic pH 7.4 , the pH of tissue, lymph, serum, and
blood.(10,11)
Since Zn2+ is required for inhibition of
rhinoviral replication, (12,13) cell membrane protective
effects,(14,15) and other immune functions in colds, one might
expect uncharged zinc species to have no effect on common colds.
However, it could not have been expected that colds would be
worsened by anionic zinc species at physiologic pH.
For anionic zinc species to worsen colds, Zn2+
must have the same effects in colds as they do in vitro and
negatively charged zinc species must neutralize free Zn2+. For
colds to be worsened as a result of neutralized zinc ions,
considerable amounts of Zn2+ must be native to the infected
tissues of the nasal mucosa. Where could Zn2+ originate in common
colds? Mast cell granules contain histamine, heparin, other
biochemicals, and unsequestered Zn2+.(16)
The release of Zn2+ from healthy, zinc replete
mast cells appears to play a significant role in the termination
of inflammation and catabolism of histamine in colds and in the
prevention of nasal allergy symptoms.(7,17) Their release is a
vital source of Zn2+ for inhibition of rhinovirus replication,
cell membrane protection, T-cell lymphocyte activation and
regulation, and interferon release.(7) In cases where mast cell
granules are not fully replete with Zn2+, inflammation is
unchecked, with consequences being well known. In human serum,
Zn2+ prevents histamine release from mast cell granules. Normal
Zn2+ serum concentration is about 0.015 mMol, although in vitro
prevention of histamine release is maximal at 0.1 mMol
concentration.(18) Supporting the Zn2+ histamine catabolism
theory are the findings of lower amounts of histamine in nasal
lavages from people with either colds or nasal allergies compared
with people without them.(19)
In 1983, Nordenström(20) found that positively
charged metallic ions, including Zn2+, adhere to capillary walls
changing their charge and thus providing conduits for other
positively charged ions to move long distances without losing
their positive charge. Loss of most Zn2+ to capillary walls
explains why Zn2+ concentration in the mouth from lozenges needs
to be at least 50 times rhinovirus replication inhibition
concentration. Conversely, negatively charged zinc species from
lozenges are not attracted to negatively charged capillary walls,
cell membranes, viruses, or zinc binding proteins, leaving native
Zn2+ as the main attractant, worsening colds.

Figure 1. Fraction of zinc released as biologically available
Zn2+ from zinc compounds used in common cold clinical research.
(from data in ref. 7)
Figure 1 shows zinc chloride releases 100% of its
zinc as Zn2+ at physiologic pH. In compacts, it reacts with
sugars to form brown spots. Zinc chloride lozenges taste caustic
and reminiscent of chlorine. Dextrose and other sweet
carbohydrates have a first stability constant for zinc ions of
about log K1 = 0.0,(21) allowing chemical reaction with
hygroscopic zinc chloride. Berthon (7,22,23) showed 30% of zinc
from zinc gluconate to be present as Zn2+ at physiologic pH 7.4.
Berthon's calculation for the equimolar zinc gluconate-glycine
lozenges used by Mossad et al.(1) showed that 9% of zinc was
present as Zn2+ ions, 6% was zinc gluconate+, 36% was zinc
glycinate+, 25% was zinc gluconate-hydroxide, and 24% was zinc
glycine in solution [personal communication, Guy Berthon, PhD,
Director of Research, Centre National de la Recherche
Scientifique (CNRS) Institut National de la Santé et de la
Recherche Médicale (INSERM Unit 305), Toulouse, France, July 16,
1996]. Tighter bound zinc compounds (first stability constants
log K1 > 3) release essentially no zinc ions at physiologic pH
7.4.(7)
Prasad(24) suggested that zinc acetate, which
releases essentially 100% of its zinc as Zn2+ regardless of pH,
be used rather than zinc gluconate due to unresolved taste
problems with zinc gluconate. Zinc acetate was stated to be a
GRAS substance in a 1973 FDA report.(25) Dextrose, with its
extremely low first stability constant for zinc ions (log K1 =
0.0),(21) does not compete with acetate (log K1 = 1.0)(26) or
gluconate (log K1 = 1.7).(26) Why zinc acetate lozenges are both
chemically and flavor-stable and zinc gluconate lozenges are not
remains unknown. However, I believe zinc gluconate-hydroxide is
the source of oral irritation, objectionable taste and
aftertaste, and lozenge bitterness.(7,22,23)
Zinc ion availability (ZIA) is the term used to
define zinc lozenge strength. Lozenge ZIA values are linearly
related to duration of colds in clinical trials (Figure 2).
Efficacy depends completely on lozenge ZIA value and
compliance.(7,22,23)
The ZIA concept is an application of Ficks
laws of diffusion as they are extended to include flow of charged
particles in bioelectric fields.(20) The unidirectional
mouth-nose biologically closed electric circuit (BCEC) moves Zn2+
from the mouth toward the nose. The same BCEC also repels Zn2+
from nasal application, rendering Zn2+ nose drops useless. This
is the only BCEC observable from outside the human body.
ZIA is defined as the potential for daily
absorption of Zn2+ into oral and oropharyngeal mucosal membranes
at pH 7.4. Mathematically, ZIA = KZiT, where K = 0.7697, and Zi =
initial concentration of Zn2+ (mMol), and T = time (min). For
comparison between lozenge formulas, ZIA equals the constant
0.7697 times zinc dosage (mg), times fraction as Zn2+ at pH 7.4,
times lozenge oral dissolution time (min), times number of
lozenges used per day, divided by volume of saliva produced
(mL).(7,22,23)

Figure 2. Relationship of zinc ion availability (ZIA) values and
reduction in duration of common colds in days.(7,23)
Average duration of exponentially decaying colds
equals their median duration (half-life) divided by the natural
logarithm of 2.(7,22,23) From Figure 2, efficacy starts at ZIA 25
with colds lasting 1 day less than those of people using placebo.
Using Figure 2 as the basis for estimating the ZIA value of the
zinc gluconate-glycine lozenges tested by Mossad et al.,(1) their
ZIA value is about 70, shortening average duration of colds by
about 4.6 days. Zinc acetate lozenges having a ZIA value of 50
were sufficiently effective for the U.S. Patent and Trademark
Office to issue U.S. patent 5,409,905 (Cure for Common Cold).
Zinc acetate USP seems to have a far brighter
future than zinc gluconate-glycine in treating common colds for
reasons of efficacy, safety, and taste. Fast Dry zinc acetate
lozenges have an average ZIA value of 100 and can terminate
incipient colds, or shorten existing colds by 1 week. They are
flavor-stable, pleasant tasting, sweet, minty and cooling. Their
minor astringency is evident to people with healthy oral tissues,
but not to people with colds. This difference in response occurs
because tissues are more permeable in colds, allowing rapid
removal of Zn2+ from oral tissues.(7,23)
Selye, in 1965, admitted that his thorough review
of the mast cell literature failed to solve the "riddle of
the mast cells".(27) In 1996, we know much more about the
role of Zn2+ in health and disease, and if Zn2+ from mast cell
granules has the same effects in human beings as Zn2+ has in
vitro,(12-15,17,18,20,24,) then the release of mast cell granule
Zn2+ is a newly recognized, vital part of our immune system, and
helps solve the "riddle of the mast cell".
Supplementing the diet with zinc can restore the
function of zinc deficient T-cell lymphocytes and the
thymus,(24,28) and refill mast cells granules greatly improving
human health. Using lozenges releasing considerable Zn2+ to
effectively treat colds, mononeucleosis, and acute nasal
allergies is one unique way.(7) Golden et al. showed
zinc-deficient children to have greatly increased susceptibility
to severe infection, and restoration of thymic function and
regrowth occurs only when large doses of zinc (2 mg zinc / kg
body weight) are administered daily for a few weeks.(28)
Parenteral or oral administration of sufficient zinc to
temporarily raise Zn2+ serum concentration to about 0.1 mMol
should prevent sequela and death from otherwise lethal viruses,
toxins and venoms (including brown recluse spider bites) in
accordance with the Pasternak et al. in vitro findings,(7,14,15)
and in the treatment or prevention of anaphylactic shock and
systemic edema.(7,27)
In my opinion, the old adage, "When you find
the cure for the common cold, you can cure anything", now
has vastly increased merit. I believe we are definitely on the
right track in the study of zinc in health and disease, and much
more research is vital to preserve and improve human health.
References:
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Cold - A randomized, double-blind, placebo-controlled
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Annals of
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